At Semmax Financial Advisors, Inc., protecting your privacy is very important to us. As a financial services firm, we collect and use nonpublic personal information (NPI) in order to provide our clients (prospective, current, or former) with a broad range of financial services as effectively and conveniently as possible. We are providing this notification to inform you of the types of NPI we collect, our privacy safeguards and sharing practices. We handle all NPI in accordance with this policy.
WHAT IS NPI? WHAT TYPES OF NPI DOES SEMMAX FINANCIAL ADVISORS COLLECT AND FROM WHOM DO WE COLLECT IT?
Nonpublic personal information (NPI) is confidential personal information about you that we obtain in connection with providing financial services or products to you. We generally collect NPI about you from the following sources:
HOW IS YOUR NPI UTILIZED?
- Information we receive from you on applications or other forms (i.e., name, address, income, etc.);
- Information about your transactions with us, our affiliates, our service providers, or other parties to transactions; and
- Information we may receive about you from unaffiliated financial service providers (i.e., custodians, insurance agents, attorneys, and consumer reporting agencies).
We do not disclose any NPI about you without your express consent, except as described in this notice. We only share your NPI with (1) employees of our firm, (2) affiliates of our firm, (3) unaffiliated service providers (i.e., broker-dealers, banks, subadvisors, co-advisors, third-party managers, and mutual fund companies), (4) account aggregation services chosen by mutual agreement, (5) others who need to know such information in order to provide products or services to you, and (6) any other situation where we are permitted or required by law to share it. We will also receive NPI from some or all of the entities listed above. Disclosure of NPI to such parties is unrestricted and facilitated by your agreement and consent.
HOW DO WE PROTECT YOUR PERSONAL INFORMATION?
We maintain physical, electronic, and procedural safeguards to protect your NPI. Our safeguards include measures to protect your information prior to, during and upon termination of our financial services engagement (i.e., disposal of your data).
DISCLOSING PERSONAL INFORMATION TO NON-AFFILIATED THIRD PARTIES
We do not sell, share or disclose your personal information to persons or entities other than as described above. We will not share or disclose such information to non-affiliated third-party marketing companies.
FUTURE POLICY REVISIONS
Semmax Financial Advisors, Inc.
1447 Trademart Blvd.
Winston Salem, NC 27127
Firm Contact: Eric Mattinson